Maple Capital Management, Inc. (Montpelier)

Maple Capital Management, Inc. is a large advisory firm based in Montpelier. It manages $922.51 million of regulatory assets for 1,631 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Arizona, California, Colorado, and 28 other states.

Maple Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Maple Capital Management: assets under management

The assets under management (AUM) of Maple Capital Management, Inc. is $922.51 million. The firm's AUM has grown by 2409% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $909.38 million in discretionary accounts and $13.13 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $569.43 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $386.17 thousand.

Maple Capital Management has custody of $5.11 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 45% of the total AUM. The second-largest asset type is state and local bonds, which make up 18% of the firm’s portfolio. Investments in investment and business development companies form 17% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Maple Capital Management, Inc. for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients John Thomas Boland serves?

The firm provides services to individuals, insurance companies, charitable organizations, high net worth individuals, corporations or other businesses, and state or municipal government entities. The largest group of clients of John Thomas Boland is high net worth individuals with 338 clients and $687.45 million of assets under management. Among the 10 most similar advisory firms, Maple Capital Management has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $922.51 million for 745 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Maple Capital Management doesn't advise any private funds.

Careers at Maple Capital Management, Inc.

The company employs 18 people that are either part- or full-time employees. 61 percent of the employees work as investment advisers or researchers. 10 employees are registered as investment adviser representatives with the state securities authorities.

There are 15 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

John Thomas Boland has been acting as President since 1 Jan 2004. Evan Isaiah Pemberton joined the executive team most recently as the Chief Compliance Officer / Shareholder.

Direct owners and executive officers

Based in Montpelier

The principal office where Maple Capital Management, Inc. performs its advisory services is located at 535 Stone Cutters Way, Montpelier, VT 05602, which is also the mailing address of the firm. An additional office of the firm is in Marietta, GA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 802-229-2838 or by fax 802-229-2837. The normal business hours are 8:00a.m. - 5:00p.m. on Monday - Friday. You can find more information about the New York firm at maplecapital.com.

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