Swvp Fund Xvi Gp, LLC (San Diego)


Swvp Fund Xvi Gp, LLC is a related adviser based in San Diego. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of California.

Swvp Fund Xvi Gp provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Swvp Fund Xvi Gp has custody of $253.63 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Swvp Fund Xvi Gp, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Swvp Fund Xvi Gp serves?

The only and largest group of clients of Swvp Fund Xvi Gp is pooled investment vehicles with 1 clients and $0 of assets under management. Among the 8 most similar advisory firms, Swvp Fund Xvi Gp has the highest percentage of pooled investment vehicles out of all clients.

None of the firm’s clients are foreign persons or businesses.

Swvp Fund Xvi Gp doesn't advise any private funds.

Careers at Swvp Fund Xvi Gp, LLC

The company employs 33 people that are either part- or full-time employees. 6 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Susanne Denise Fota Controller 1 Feb 2012 Other 6030122
Mark Aaron Schlossberg Authorized representative 1 Jun 2012 Other 6030119
Cary Mack Authorized representative 1 Jun 2012 Other 1768188
Lp Mas Limited Partners Member 1 Jun 2012 25% - 50% 46-1908399
Llc Result V Member 1 Jun 2012 25% - 50% 20-5925725
Llc Waitt Swvpe Member 1 Jun 2012 Other 46-1616382
Southwest Value Partners Manager 1 Jun 2012 Other 161582
Robert Sarver Trust Dated 9/29/97 Member 1 Jun 2012 Other xxx-xx-xxxx
Cary P Mack Authorized representative 1 Jun 2012 Other 1768188
Llc Cisp Member 1 Jun 2012 25% - 50% 80-0870299
Maria Elizabeth Bonacci Chief compliance officer 1 Jan 2018 Other 6905054
Susanne Denise Fota Director of administration & financial reporting 1 Jun 2018 Other 6030122
Susanne Denise Fota Director of administration & financial reporting and chief compliance officer 1 Oct 2018 Other 6030122
Mayra Karina Mariscal Senior project manager - legal & corporate and chief compliance officer 1 May 2019 Other 7113573

Indirect Owners

The SEC currently registers 10 indirect owners.

Name Entity Date acquired Ownership Employer ID
Robert Gary Sarver Trustee 1 Sep 1997 Other 1738644
Cary Mack Manager 1 Nov 2006 75% - 100% 1768188
Cary P Mack Manager 1 Nov 2006 75% - 100% 1768188
Llc Result V Member 1 May 2009 25% - 50% 20-5925725
Cary Mack Manager 1 Dec 2011 75% - 100% 1768188
Cary P Mack Manager 1 Dec 2011 75% - 100% 1768188
Llc Cisp Member 1 Oct 2012 25% - 50% 80-0870299
Lp Mas Limited Partners Ii Member 1 Jan 2014 25% - 50% 46-4620781
Mark Aaron Schlossberg Manager 1 Jan 2014 Other 6030119
Dana Cuthbert Bradford Manager 1 Jan 2016 50% - 75% 4021967

Based in San Diego

The principal office where Swvp Fund Xvi Gp, LLC performs its advisory services is located at 12770 El Camino Real, San Diego, CA 92130 2008, which is also the mailing address of the firm. An additional office of the firm is in Nashville, TN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 858-480-2900 or by fax 858-480-2909. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at swvp.com.

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