Advisor's Capital Research, Inc. (Woodstock)


Advisor's Capital Research, Inc. is an adviser based in Woodstock. It manages $4.56 million of regulatory assets for 13 client accounts. It has been registered with the SEC as an adviser since 2005.

Advisor's Capital Research provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Advisor's Capital Research: assets under management

The assets under management (AUM) of Advisor's Capital Research, Inc. is $4.56 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -50% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.56 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $350.9 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Advisor's Capital Research, Inc. for their services and products based on a percentage of assets under management, hourly charges, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Advisor's Capital Research, Inc.

Robert Keith Mann has been acting as President since 1 Apr 1991. Advisor's Capital Corp. joined the executive team most recently as the 100% Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Robert Keith Mann President 1 Apr 1991 50% - 75% 318870
Advisor's Capital Corp. 100% owner 1 Feb 2005 75% - 100% 52-2042137
Frank Dennis Pietroski Director 1 Feb 2005 Other 1863693
William Frederick Bruso Director 1 Feb 2005 Other 1452899
Robert Keith Mann Chief compliance officer 1 Mar 2005 50% - 75% 318870

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Robert Keith Mann Shareholder 1 Mar 1997 50% - 75% 318870

Based in Woodstock

The principal office where Advisor's Capital Research, Inc. performs its advisory services is located at 17 Tripp Road, Woodstock, CT 06281 3514, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 860-963-0722 or by fax 860-928-1831. The normal business hours are 10:00 am - 4:00 pm on Monday - Friday.