Federated Prime Rate Capital Management LLP (London)


Federated Prime Rate Capital Management LLP is an adviser based in London. It manages $4.1 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2013.

Federated Prime Rate Capital Management provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Federated Prime Rate Capital Management: assets under management

The assets under management (AUM) of Federated Prime Rate Capital Management LLP is $4.1 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.1 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.37 billion each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Federated Prime Rate Capital Management LLP for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Federated Prime Rate Capital Management LLP

Dennis F Gepp has served as the Chief Investment Officer since 1 Apr 2012. Brian Paul Bouda joined the executive team most recently as the Chief Compliance Officer U.S. Operations.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Federated Global Holdings Llc Partner 1 Apr 2012 Other 36-4721861
Federated Holdings (Uk) Ltd Partner 1 Apr 2012 75% - 100% 07888216
Gordon Joseph Ceresino Board of govenors, president, ceo 1 Apr 2012 Other 722160
Gregory Philip Dulski Board of govenors, vice president 1 Apr 2012 Other 5023811
Dennis F Gepp Managing director/chief investment officer 1 Apr 2012 Other 6248621
Judith M Benson Chief operating officer 1 Apr 2012 Other 6248623
Richard Anthony Novak Treasurer 1 Apr 2013 Other 2901271
Denis Mcauley Board of govenors 1 May 2013 Other 1948264
Brian Paul Bouda Chief compliance officer - u.s. operations 1 Sep 2013 Other 2530800

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Federated Investors Shareholder 1 Mar 1983 75% - 100% 25-1111467
Inc. Fii Holdings Shareholder 1 Dec 1998 75% - 100% 51-0269881
Federated International Holdings Bv Shareholder 1 Dec 2011 75% - 100% 98-0208599
Federated Holdings (Uk) Ltd Shareholder 1 Jan 2012 75% - 100% 07888216

Based in London

The principal office where Federated Prime Rate Capital Management LLP performs its advisory services is located at Liberty House, London, W1 B 5 Tr, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 44 20 7618 2600 or by fax 44 20 7618 2629. The normal business hours are 9 am to 5 pm london time on Monday - Friday. You can find more information about the New York firm at federatedinvestors.co.uk.