Cpmg, Inc. (Dallas)

Cpmg, Inc. is a large advisory firm based in Dallas. It manages $2.63 billion of regulatory assets for 31 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Texas.

Cpmg provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cpmg: assets under management

The assets under management (AUM) of Cpmg, Inc. is $2.63 billion. The firm's AUM has grown by 338% since the beginning of its operation, and $330.71 million of the total AUM is attributable to clients outside of the United States.

The firm manages $2.61 billion in discretionary accounts and $22.78 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $86.85 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $22.78 million.

Cpmg has custody of $1.94 billion in cash and securities for 20 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 68% of the total AUM. The second-largest asset type is derivatives, which make up 26% of the firm’s portfolio. Investments in pooled investment vehicles form 4% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cpmg, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients John Earl Bateman serves?

The only and largest group of clients of John Earl Bateman is pooled investment vehicles with 28 clients and $2.46 billion of assets under management. Among the 10 most similar advisory firms, Cpmg has the 5th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $2.46 billion for 28 clients. None of the firm’s clients are foreign persons or businesses.

Cpmg also advises several private funds. Namely, fourteen hedge funds and thirteen private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $1,000,000.

Careers at Cpmg, Inc.

The company employs 17 people that are either part- or full-time employees. 59 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

John Earl Bateman has been acting as President since 1 Jul 2007. Inc. Cpmg joined the executive team most recently as the Manager, Moorhen, Llc ("Special Purpose General Partner").

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Edward Washington Rose	President/sole director	1 Jan 2004	25% - 50%	403939
Deborah Ann Crady	Cfo/secretary/treasurer/vice president/cco	1 Jan 2004	Other	1291830
Richard Kent Mcgaughy	Vice president	1 Apr 2004	25% - 50%	4555548
James William Traweek	Vice president	1 Apr 2004	25% - 50%	4555539
Inc. Cpmg	Sole shareholder, redbird life sciences, inc. ("special purpose general partner")	1 Sep 2004	75% - 100%	131417
John Earl Bateman	Vice president/chief compliance officer	1 May 2006	Other	1409745
Richard Kent Mcgaughy	Managing director, cpmg, inc.	1 Jul 2007	25% - 50%	4555548
James William Traweek	Managing director, cpmg, inc.	1 Jul 2007	25% - 50%	4555539
John Earl Bateman	President/chief compliance officer, cpmg, inc.	1 Jul 2007	Other	1409745
Edward Washington Rose	Consultant	1 Jul 2007	25% - 50%	403939
Inc. Cpmg	Manager, white ibis gp, llc ("special purpose general partner")	1 May 2009	75% - 100%	131417
Bradley Jay Shisler	Managing director, cpmg, inc.	1 Jan 2012	Other	2702610
Inc. Cpmg	Manager, condire investors, llc ("special purpose general partner")	1 Apr 2012	75% - 100%	131417
Ryan Edmund Schedler	Managing director, cpmg, inc.	1 Jun 2012	Other	3116971
Inc. Cpmg	Manager, moorhen, llc ("special purpose general partner")	1 Feb 2013	75% - 100%	131417

Based in Dallas

The principal office where Cpmg, Inc. performs its advisory services is located at 2000 Mckinney Ave, Dallas, TX 75201, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 214-871-6829 or by fax 214-871-6837. The normal business hours are 9:00a.m. to 5:00p.m. on Monday - Friday.