Nwf Advisory Services Inc (Los Angeles)

Nwf Advisory Services Inc is a large advisory firm based in Los Angeles. It manages $1.06 billion of regulatory assets for 3,216 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Alaska, Arizona, California, and 6 other states.

Nwf Advisory Services provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and educational seminars and workshops. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Nwf Advisory Services: assets under management

The assets under management (AUM) of Nwf Advisory Services Inc is $1.06 billion. The firm's AUM has grown by 575% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $709.77 million in discretionary accounts and $349.59 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $377.54 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $261.67 thousand.

Investments

The firm invests in other assets the most. They account for 75% of the total AUM. The second-largest asset type is exchange traded securities, which make up 25% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nwf Advisory Services Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Shehab Farouk Mohammad serves?

The only and largest group of clients of Shehab Farouk Mohammad is individuals with 3,015 clients and $1.06 billion of assets under management. Among the 7 most similar advisory firms, Nwf Advisory Services has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $1.06 billion for 3,015 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Nwf Advisory Services doesn't advise any private funds.

Careers at Nwf Advisory Services Inc

The company employs 7 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There are 65 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Shehab Farouk Mohammad has been acting as President since 1 Jul 2007. Heather Louise Scully joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Based in Los Angeles

The principal office where Nwf Advisory Services Inc performs its advisory services is located at 11835 W Olympic Blvd, Los Angeles, CA 90064, which is also the mailing address of the firm. An additional office of the firm is in Philomath, OR. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-475-5854 or by fax 310-728-1764. The normal business hours are 8:30 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at nwfadvisory.com.

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