Alan P. Weiss (Woodbridge)


Alan P. Weiss is a large advisory firm based in Woodbridge. It manages $128 million of regulatory assets for 335 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Connecticut.

Alan P. Weiss provides financial planning services, portfolio management for individuals and small businesses, and market timing services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Alan P. Weiss: assets under management

The assets under management (AUM) of Alan P. Weiss is $128 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $68 million in discretionary accounts and $60 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $367.57 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $400 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Alan P. Weiss for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Alan P. Weiss

Alan Paul Weiss has been acting as President since 1 Dec 1987. Michael Fred Weiss joined the executive team most recently as the Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Alan Paul Weiss President/shareholder 1 Dec 1987 75% - 100% 1242376
Michael Fred Weiss Secretary 1 Dec 1987 Other 4415484

Based in Woodbridge

The principal office where Alan P. Weiss performs its advisory services is located at One Bradley Road, Woodbridge, CT 06525 9875, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-387-7887 or by fax 203-387-7478. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.regentretirement.com.