Systematic Financial Management LP (Teaneck)


Systematic Financial Management LP is a large advisory firm based in Teaneck. It manages $2.77 billion of regulatory assets for 221 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alaska, Arizona, California, and 40 other states.

Systematic Financial Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Systematic Financial Management: assets under management

The assets under management (AUM) of Systematic Financial Management LP is $2.77 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.77 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $12.53 million each.

Investments

The firm invests in exchange traded securities the most. They account for 97% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 3% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Systematic Financial Management LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Systematic Financial Management serves?

The firm provides services to individuals, investment companies, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Systematic Financial Management is state or municipal government entities with 15 clients and $769.1 million of assets under management. Among the 10 most similar advisory firms, Systematic Financial Management has the highest percentage of state or municipal government entities out of all clients.

The amount of regulatory assets under management is $2 billion for 187 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Systematic Financial Management doesn't advise any private funds.

Careers at Systematic Financial Management LP

The company employs 30 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. Affiliated Managers Group General partner 1 May 1995 50% - 75% 04-3218510
Ltd. Mccreesh Holdings Limited partner 1 Jul 1996 Other 22-3471325
G Wood Holdings Ltd. Limited partner 1 Jul 1996 Other 11-3519384
Daniel Kevin Mccreesh Managing partner/chief investment officer & portfolio manager 1 Jul 1996 Other 1570657
Gregory Balcom Wood Managing partner & head trader 1 Jul 1996 Other 1826141
Ltd. Joshi Holdings Chief investment officer and senior managing director 1 Jul 1996 Other xxx-xx-xxxx
G Wood Holdings Inc. Managing director and head trader 1 Jul 1996 Other xxx-xx-xxxx
Gyanendra Kumar Joshi President & chief executive officer 1 Jul 1996 Other 800095
K. Burgess Holdings Ltd. Limited partner 1 Mar 1997 Other 22-3704990
Kenneth Burgess Managing partner & portfolio manager 1 Mar 1997 Other 2366785
Mcgee Holdings Ltd. Chief operating officer 1 May 1998 Other xxx-xx-xxxx
Llc Rick S. Plummer Senior equity analyst 1 Oct 2004 Other xxx-xx-xxxx
Richard Scott Plummer Senior equity analyst 1 Oct 2004 Other 2509169
Ronald Matthew Mushock Managing partner & portfolio manager 1 Jan 2005 Other 2149331
Karen Elizabeth Kohler Managing partner/chief operating officer & chief compliance officer 1 Mar 2006 Other 2670922
Kohler Holdings Llc Limited partner 1 Apr 2008 Other 26-2246041
Eoin Emerson Middaugh Managing partner / portfolio manager & limited partner 1 Jan 2010 Other 2916840
Titan Nj Lp Holdings Llc General partner 1 Dec 2010 50% - 75% 45-1214547
Wallerius Holdings Llc Limited partner 1 Dec 2011 Other 45-4102383
Kaeyan Inc. Limited partner 1 Dec 2011 Other 45-3653423
168 Holdings Ltd. Limited partner 1 Dec 2011 Other 45-3702960
Sharma Holdings Inc. Limited partner 1 Dec 2011 Other 45-3768720
Mushock Holdings Inc. Limited partner 1 Dec 2011 Other xxx-xx-xxxx
Mushock Holdings Inc. Limited partner 1 Jan 2012 Other 45-4087866
K5 Corp Assistant portfolio manager 1 Oct 2012 Other 46-5143992
Brian David Kostka Assistant portfolio manager 1 Oct 2012 Other 46-5143992

Indirect Owners

The SEC currently registers 10 indirect owners.

Name Entity Date acquired Ownership Employer ID
Karen Elizabeth Kohler Sole member 1 Apr 2008 75% - 100% 2670922
Karen E. Kohler Member 1 Apr 2008 75% - 100% 26-2246041
Inc. Affiliated Managers Group Sole member 1 Dec 2010 75% - 100% 04-3218510
Roger Chang Shareholder 1 Dec 2011 75% - 100% 6015634
Aman R Patel Shareholder 1 Dec 2011 75% - 100% 3055993
Joseph Michael Sharma Shareholder 1 Dec 2011 75% - 100% 2686038
James Vincent Wallerius Sole member 1 Dec 2011 75% - 100% 1976241
Ronald Matthew Mushock Shareholder 1 Dec 2011 75% - 100% 2149331
Brian David Kostka Shareholder 1 Mar 2014 75% - 100% 46-5143992
Richard Scott Plummer Sole member 1 Mar 2014 75% - 100% 2509169

Based in Teaneck

The principal office where Systematic Financial Management LP performs its advisory services is located at 300 Frank W Burr Blvd, Teaneck, NJ 07666, which is also the mailing address of the firm. An additional office of the firm is in Newport Beach, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 201-928-1982 or by fax 201-928-1401. The normal business hours are 8:00 - 5:00 on Monday - Friday. You can find more information about the New York firm at sfmlp.com/.