Mozaic, LLC is a large advisory firm based in Beverly Hills. It manages $1.92 billion of regulatory assets for 76 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of California.
Mozaic provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Mozaic, LLC is $1.92 billion. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Mozaic, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to charitable organizations and high net worth individuals. The largest group of clients of Mozaic is high net worth individuals with 69 clients and $1.6 billion of assets under management. Among the 11 most similar advisory firms, Mozaic has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $1.92 billion for 76 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Mozaic doesn't advise any private funds.
The company employs 13 people that are either part- or full-time employees. 69 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Mozaic, LLC performs its advisory services is located at 9171 Wilshire Boulevard, Suite 550, Beverly Hills, CA 90210, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 310-247-9657 or by fax 310-247-9658. The normal business hours are 8am - 5pm on Monday - Friday. You can find more information about the New York firm at mozaic-llc.com.