Daiwa Sb Investment Singapore Ltd (Singapore)

Daiwa Sb Investment Singapore Ltd is a large advisory firm based in Singapore. It manages $9.3 billion of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2001.

Daiwa Sb Investment Singapore provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Daiwa Sb Investment Singapore: assets under management

The assets under management (AUM) of Daiwa Sb Investment Singapore Ltd is $9.3 billion. The firm's AUM has grown by 2553% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $824.89 million in discretionary accounts and $8.48 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $137.48 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.06 billion.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Daiwa Sb Investment Singapore Ltd for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Daiwa Sb Investment Singapore Ltd

Nobumasa Wakabayashi has been acting as President since 1 Jul 1995. Hung Jin Cher has served as the Chief Investment Officer since 1 Nov 1997. Eiichi Oikawa joined the executive team most recently as the Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Tadashi Sato	Managing director	1 Jun 1994	Other	1729466
Nobumasa Wakabayashi	Director	1 Jul 1995	Other	860953
See Khoung Lim	Portfolio manager	1 Aug 1995	Other	4381909
Hung Jin Cher	Chief investment officer/director	1 Nov 1997	Other	4381922
Daiwa Sb Investments Ltd	Shareholder	1 Apr 1999	75% - 100%	110077
Soo Hai Lim	Portfolio manager	1 Sep 2000	Other	4381911
Shunsuke Ichijo	Director	1 May 2002	Other	4370204
Kiyotaka Hoshino	Managing director & head of asia	1 Jan 2003	Other	1233344
See Khoung Lim	Chief portfolio manager	1 Apr 2004	Other	4381909
Soo Hai Lim	Senior portfolio manager	1 Apr 2004	Other	4381911
Eisuke Isoda	Managing director	1 Feb 2005	Other	4933364
Kiyotaka Hoshino	Director	1 Jun 2005	Other	1233344
Wai Yin Jill Yip	Portfolio manager	1 Apr 2006	Other	5140702
Anil Ponnampalam	Portfolio manager	1 May 2006	Other	5140697
Eiichi Oikawa	Managing director	1 Oct 2006	Other	5237361

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Daiwa Securities Group Inc.	Shareholder	1 Apr 1999	25% - 50%	foreign
The Sumitomo Mitsui Banking Coprn.	Shareholder	1 Apr 1999	25% - 50%	foreign
The Sumitomo Mitsui Banking Coprn.	Shareholder	1 Apr 2001	25% - 50%	foreign
Inc. Sumitomo Mitsui Financial Group	Shareholder	1 Feb 2003	25% - 50%	foreign

Based in Singapore

The principal office where Daiwa Sb Investment Singapore Ltd performs its advisory services is located at 152 Beach Road, # 06 01/02, Singapore, 189721, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 065-6297-6811 or by fax 065-6297-6822. The normal business hours are 0840 to 1730 hrs on Monday - Friday.