F3 Investment Management, LLC is a large advisory firm based in Appleton. It manages $232.99 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of New Jersey and Wisconsin.
F3 Investment Management provides portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of F3 Investment Management, LLC is $232.99 million. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay F3 Investment Management, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of F3 Investment Management is other investment advisers with 1 clients and $232.99 million of assets under management. Among the 10 most similar advisory firms, F3 Investment Management has the highest percentage of other investment advisers out of all clients.
The amount of regulatory assets under management is $232.99 million for 1 clients. None of the firm’s clients are foreign persons or businesses.
F3 Investment Management doesn't advise any private funds.
The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where F3 Investment Management, LLC performs its advisory services is located at 1125 West Lorain Street, Appleton, WI 54914, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (419) 370-0527 or by fax N/A. The normal business hours are not applicable - office visits by appointment only on Other.