Lanx Management, LLC (New York)


Lanx Management, LLC is a large advisory firm based in New York. It manages $297.69 million of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of New York.

Lanx Management provides portfolio management for pooled investment vehicles and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lanx Management: assets under management

The assets under management (AUM) of Lanx Management, LLC is $297.69 million. The firm's AUM has gone down by -14% since the beginning of its operation, and $164.84 million of the total AUM is attributable to clients outside of the United States.

The firm manages $284.41 million in discretionary accounts and $13.29 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $40.63 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $3.32 million.
Lanx Management has custody of $284.41 million in cash and securities for 7 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in pooled investment vehicles the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lanx Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Lanx Management serves?

The only and largest group of clients of Lanx Management is pooled investment vehicles with 7 clients and $284.41 million of assets under management. Among the 11 most similar advisory firms, Lanx Management has the 5th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $284.41 million for 7 clients. 45% of the firm’s clients are foreign persons or businesses.

Lanx Management also advises several private funds. Namely, six hedge funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $10,000,000.

Careers at Lanx Management, LLC

The company employs 6 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Brian David Goldman Managing member lanx management, llc & lanx capital, llc, chief investment officer 1 Aug 2001 25% - 50% 2193220
Howard Friedman Member lanx management, llc & lanx capital, llc 1 Aug 2001 Other 5063320
Aaron Wolfson Member lanx management, llc & lanx capital, llc 1 Aug 2001 Other 5063324
Abraham N Wolfson Member lanx management, llc & lanx capital, llc 1 Aug 2001 Other 1641370
Morris Wolfson Member lanx management, llc & lanx capital, llc 1 Aug 2001 Other 5063330
Melissa Eileen Danenberg Chief compliance officer 1 Jun 2005 Other 2377267
Robert Charles Parauda Managing director of research 1 Nov 2009 Other 3055851
Blake Chandler Morrison Member 1 Apr 2017 Other 4555670

Based in New York

The principal office where Lanx Management, LLC performs its advisory services is located at 104 West 40 Th St, New York, NY 10018, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-207-9000 or by fax 212-207-8540. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at lanxpartners.com.