Catherine Avery Investment Management LLC is a large advisory firm based in Greenwich. It manages $125.28 million of regulatory assets for 289 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Connecticut, Florida, and New York.
Catherine Avery Investment Management provides financial planning services, portfolio management for individuals and small businesses, and subadvisor fees. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Catherine Avery Investment Management LLC is $125.28 million. The firm's AUM has grown by 11% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Catherine Avery Investment Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Catherine Avery Investment Management is high net worth individuals with 32 clients and $27.8 million of assets under management. Among the 8 most similar advisory firms, Catherine Avery Investment Management has the lowest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $27.8 million for 32 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Catherine Avery Investment Management doesn't advise any private funds.
The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Catherine Avery Investment Management LLC performs its advisory services is located at 37 Arch Street Suite 2 C, Greenwich, CT 06830, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 203-717-1850 or by fax 203-717-1851. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at caimllc.com.