Gca Investment Management, LLC (New York)


Gca Investment Management, LLC is a mid-sized advisory firm based in New York. It manages $74.98 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of New York.

Gca Investment Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gca Investment Management: assets under management

The assets under management (AUM) of Gca Investment Management, LLC is $74.98 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 72% since the beginning of its operation, and $39.47 million of the total AUM is attributable to clients outside of the United States.

The firm manages $74.98 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $18.75 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gca Investment Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Gca Investment Management serves?

The only and largest group of clients of Gca Investment Management is pooled investment vehicles with 7 clients and $74.98 million of assets under management. Among the 4 most similar advisory firms, Gca Investment Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $74.98 million for 7 clients. 56% of the firm’s clients are foreign persons or businesses.

Gca Investment Management also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Gca Investment Management, LLC

The company employs 9 people that are either part- or full-time employees. 44 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Robert Arthur Schultz Chief operating officer/chief compliance officer 1 Oct 2014 Other 5223694
Jeffrey Alan Mcdermott Sole manager of greentech capital advisors, llc 1 Oct 2014 Other 1034721
Llc Greentech Capital Advisors Managing member and sole direct owner 1 Oct 2014 75% - 100% 38-3941422
Adam Eric Hinckley Senior analyst 1 Oct 2014 Other 4690428
David Baxter Smith Portfolio manager 1 Oct 2014 Other 2949284
Andrew Fascia Controller 1 Oct 2014 Other 5211125
Robert A. Schultz Chief operating officer/chief compliance officer 1 Oct 2014 Other 5223694
Jamieson Meldal Odell Portfolio manager 1 Sep 2017 Other 4618849
Lee Gao Portfolio manager 1 Sep 2017 Other 6867511

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Llc Irish Holdings Gp General partner of greentech capital advisors lp 1 Oct 2008 Other 26-3727615
Jeffrey Alan Mcdermott Sole owner and manager of irish holdings gp, llc 1 Oct 2008 Other 1034721
Llc Irish Family Holdings Limited partner of greentech capital advisors lp 1 Oct 2008 25% - 50% 26-3727615
Ashley Brittingham Mcdermott Sole class a member 1 Oct 2008 25% - 50% 6436432
Lp Greentech Capital Advisors Sole indirect owner/member 1 Nov 2008 75% - 100% 26-3616070

Based in New York

The principal office where Gca Investment Management, LLC performs its advisory services is located at 640 Fifth Avenue, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212 946 3950 or by fax 212 358 2506. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at greentechcapital.com/.