Mooney Capital Advisors, LLC (Scottsdale)


Mooney Capital Advisors, LLC is an adviser based in Scottsdale. It manages $2 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2006.

Mooney Capital Advisors provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mooney Capital Advisors: assets under management

The assets under management (AUM) of Mooney Capital Advisors, LLC is $2 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 100% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mooney Capital Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Mooney Capital Advisors, LLC

E. Chadwick Mooney has been acting as President since 1 Jun 2006. Mary Frances Dragoo joined the executive team most recently as the Operations Director/Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
E. Chadwick Mooney Chairman 1 Jun 2006 75% - 100% 826328
Mary Frances Dragoo Operations director/chief compliance officer 1 Jun 2006 Other 5197433

Based in Scottsdale

The principal office where Mooney Capital Advisors, LLC performs its advisory services is located at 7373 E. Doubletree Ranch Road, Scottsdale, AZ 85258, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 858-229-9303 or by fax 480-596-5748. The normal business hours are 9:00am - 4:00 pm on Monday - Friday.