Alexander RandoLPh Advisory Inc (Reston)


Alexander RandoLPh Advisory Inc is a large advisory firm based in Reston. It manages $276 million of regulatory assets for 471 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of District of Columbia, Florida, Maryland, and 4 other states.

Alexander RandoLPh Advisory provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Alexander RandoLPh Advisory: assets under management

The assets under management (AUM) of Alexander RandoLPh Advisory Inc is $276 million. The firm's AUM has grown by 183% since the beginning of its operation, and $8.48 million of the total AUM is attributable to clients outside of the United States.

The firm manages $168.74 million in discretionary accounts and $107.26 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $449.97 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.12 million.
Alexander RandoLPh Advisory has custody of $63.75 million in cash and securities for 48 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 46% of the total AUM. The second-largest asset type is exchange traded securities, which make up 35% of the firm’s portfolio. Investments in government bonds form 16% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Alexander RandoLPh Advisory Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Matthew David Shriver serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Matthew David Shriver is high net worth individuals with 84 clients and $246.96 million of assets under management. Among the 13 most similar advisory firms, Alexander RandoLPh Advisory has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $276 million for 140 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 2% of the firm’s clients are foreign persons or businesses.

Alexander RandoLPh Advisory doesn't advise any private funds.

Careers at Alexander RandoLPh Advisory Inc

The company employs 8 people that are either part- or full-time employees. 63 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Matthew David Shriver has been acting as President since 1 Dec 2009. Robert Andrew Krueger joined the executive team most recently as the Principal.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Donald Ray Swaby Principal 1 May 1991 25% - 50% 1586693
Walter Alexander Hill Principal 1 May 1991 25% - 50% 1838106
Robert Andrew Krueger Principal 1 Jan 2002 Other 4519435
Gary William Schlaffer Chairman & chief compliance officer 1 Jan 2002 75% - 100% 1449426
Matthew David Shriver Director 1 Dec 2009 Other 2466249

Based in Reston

The principal office where Alexander RandoLPh Advisory Inc performs its advisory services is located at 1902 Campus Commons Drive, Reston, VA 20191, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 703-734-1507 or by fax 703-556-9264. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at alexrand.com.