Sustainable Asset Management Usa, Inc. (New York)

Name: Sustainable Asset Management Usa, Inc.
Address: 909 Third Avenue, New York, NY, 10022
Telephone: 212-908-0443

Sustainable Asset Management Usa, Inc. is a large advisory firm based in New York. It manages $166.23 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Delaware and New York.

Sustainable Asset Management Usa provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sustainable Asset Management Usa: assets under management

The assets under management (AUM) of Sustainable Asset Management Usa, Inc. is $166.23 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 223% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $166.23 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $33.25 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sustainable Asset Management Usa, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sustainable Asset Management Usa, Inc.

Hugo Nmn Steensma has been acting as President since 1 Apr 2001. Robecosam Ag joined the executive team most recently as the Parent Company.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Sam Sustainable Asset Management Ag	Parent company	1 Apr 2001	75% - 100%	foreign
Timothy James Lankford	President, director	1 Apr 2001	Other	2198287
Hugo Nmn Steensma	Director	1 Apr 2001	Other	4425930
Reto Nmn Ringger	Director	1 Apr 2001	Other	4563399
Sam Group Holding Ag	Parent company	1 Apr 2001	75% - 100%	foreign
Hugo Steensma	Managing director, director	1 Apr 2001	Other	4425930
Reto Ringger	Director, chairman	1 Apr 2001	Other	4563399
Sara Elizabeth Eichholz	Vice president	1 Feb 2002	Other	2195880
Caspar Andreas Suter	Head of operations	1 Feb 2002	Other	4563409
Walter Nmn Locher	Director and treasurer	1 Aug 2003	Other	4729244
Marc Joye	Director and treasurer	1 Apr 2007	Other	5346600
Marc Paul Joye	Director and treasurer	1 Apr 2007	Other	5346600
William George Butterly	Chief legal officer	1 May 2007	Other	2357915
Jacques Engeli	Chief compliance officer	1 Aug 2007	Other	5437236
Roman Martin Binder	Director and treasurer	1 Aug 2008	Other	5604904
Sander Van Eijkern	Director	1 Jan 2009	Other	5646412
Michael Werner Baldinger	Director, head of clients & distribution	1 Oct 2009	Other	2721574
Leni Maria Boeren	Director	1 Feb 2010	Other	5481520
Stefan Gordijn	Treasurer	1 Sep 2010	Other	5852260
Neil Thomas Johnson	Director	1 Sep 2010	Other	1892270
Robecosam Ag	Parent company	1 Jul 2012	75% - 100%	foreign

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Reto Nmn Ringger	Owner and ceo	1 Jan 1995	25% - 50%	4563399
Robeco Groep Nv	Share holder	1 Feb 1997	75% - 100%	foreign
Rabobank	Share holder	1 Feb 2001	75% - 100%	foreign
Robeco Institutional Asset Management B.V.	Share holder	1 Feb 2007	50% - 75%	foreign

Based in New York

The principal office where Sustainable Asset Management Usa, Inc. performs its advisory services is located at 909 Third Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-908-0443 or by fax 212-908-0195. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at www.sam-group.com.