Chapin Davis, Inc (Baltimore)


Chapin Davis, Inc is a large advisory firm based in Baltimore. It manages $314.53 million of regulatory assets for 1,385 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Alabama, Arizona, California, and 21 other states.

Chapin Davis provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Chapin Davis: assets under management

The assets under management (AUM) of Chapin Davis, Inc is $314.53 million. The firm's AUM has grown by 799% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $305.55 million in discretionary accounts and $8.98 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $228.53 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $187.06 thousand.

Investments

The firm invests in exchange traded securities the most. They account for 70% of the total AUM. The second-largest asset type is other assets, which make up 15% of the firm’s portfolio. Investments in government bonds form 9% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Chapin Davis, Inc for their services and products based on a percentage of assets under management, hourly charges, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Robert Bruce Jr Alderman serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and corporations or other businesses. The largest group of clients of Robert Bruce Jr Alderman is individuals with 1,348 clients and $208.92 million of assets under management. Among the 11 most similar advisory firms, Chapin Davis has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $314.53 million for 1,382 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Chapin Davis doesn't advise any private funds.

Careers at Chapin Davis, Inc

The company employs 53 people that are either part- or full-time employees. 68 percent of the employees work as investment advisers or researchers. 36 employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Robert Bruce Jr Alderman has been acting as President since 1 Mar 1999. Talbot Jones Iv Albert joined the executive team most recently as the Chairman Of The Board.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Talbot Jones Iv Albert Chairman/secretary 1 Mar 1991 Other 1620715
Hamilton Chace Jr Davis Shareholder 1 Apr 1991 Other 62100
Robert Bruce Jr Alderman President/director/ceo 1 Mar 1999 Other 1485908
Elisabeth Albert Hayes Director 1 Mar 1999 Other 1824604
Hamilton Chace Jr Davis Retired director 1 Jun 2003 25% - 50% xxx-xx-xxxx
Andrew Thomas Smith Chief compliance officer 1 Jun 2006 Other 2954647
Kevin Robert Goodman Director 1 Jan 2007 Other 1825200
John C G Jr Boyce Director 1 Mar 2009 Other 602646
Conradt Boyce Whitescarver Shareholder 1 Apr 2011 Other 1090040
Leigh Fred Jr Moffit Director/cfo 1 Feb 2012 Other 2608714
William Warren Whitescarver Director 1 Feb 2012 Other 465579
Stephanie N Elliott Chief compliance officer/chief operating officer 1 Mar 2012 Other 2476636
Claudette Louise Boudreaux Director 1 Feb 2013 Other 2758454
Thomas Nelson Thibeault Director 1 Feb 2014 Other 2101765
James Stuart Halle Shareholder 1 Jun 2014 Other 2294040
Mary Gale Costa Shareholder 1 Aug 2014 Other 4579679
William Warren Whitescarver Shareholder 1 Nov 2015 Other 465579
Thomas Allen Brubaker Director 1 Feb 2018 Other 860338
Michael Thomas Marrone Financial principal 1 Feb 2018 Other 4859949
Talbot Jones Iv Albert Chairman of the board 1 Mar 2018 Other 1620715
Stephanie N Elliott President & ceo 1 Mar 2018 Other 2476636
Richard Raymond Briggs Cco 1 Mar 2018 Other 2592596

Based in Baltimore

The principal office where Chapin Davis, Inc performs its advisory services is located at 1411 Clarkview Road, Baltimore, MD 21209, which is also the mailing address of the firm. An additional office of the firm is in Peoria, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 410-435-3200 or by fax 410-433-2099. The normal business hours are 8:00am - 4:30pm on Monday - Friday. You can find more information about the New York firm at chapindavis.com.