Whisker Technologies, Inc. (New York)


Whisker Technologies, Inc. is a mid-sized advisory firm based in New York. It manages $34.58 million of regulatory assets for 7,175 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Whisker Technologies provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Whisker Technologies: assets under management

The assets under management (AUM) of Whisker Technologies, Inc. is $34.58 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 47275% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $34.58 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.82 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Whisker Technologies, Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Whisker Technologies serves?

The only and largest group of clients of Whisker Technologies is individuals with 7,175 clients and $34.58 million of assets under management. Among the 2 most similar advisory firms, Whisker Technologies has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $34.58 million for 7,175 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Whisker Technologies doesn't advise any private funds.

Careers at Whisker Technologies, Inc.

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Joseph John Percoco Chief compliance officer, president and secretary 1 Apr 2017 25% - 50% 5813688
Clayton Gardner President and cfo 1 Apr 2017 25% - 50% 5811832
Maxwell Bernardy Co-founder and chief technology officer 1 Oct 2017 25% - 50% 6878608

Based in New York

The principal office where Whisker Technologies, Inc. performs its advisory services is located at 110 Greene St., Suite 910, New York, NY 10012, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (646) 863-9446. The normal business hours are by appointment on Monday - Friday. You can find more information about the New York firm at titanvest.com/.