Cohen Bros. Management, LLC (Philadelphia)


Cohen Bros. Management, LLC is a large advisory firm based in Philadelphia. It manages $10 billion of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Pennsylvania.

Cohen Bros. Management provides market timing services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Cohen Bros. Management: assets under management

The assets under management (AUM) of Cohen Bros. Management, LLC is $10 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 9900% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $10 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $10 billion each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Cohen Bros. Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cohen Bros. Management, LLC

Daniel Gideon Cohen has been acting as President since 1 Dec 2005. David Nathaniel has served as the Chief Investment Officer since 1 Dec 2005. James Joseph Mcentee joined the executive team most recently as the President, Chief Executive Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Daniel Gideon Cohen Chairman 1 Dec 2005 Other 4385288
James Joseph Mcentee President, chief executive officer 1 Dec 2005 Other 4636674
Kenneth Richard Smith Chief compliance officer 1 Dec 2005 Other 2300203
Llc Cohen Brothers Member 1 Dec 2005 75% - 100% 01-0825075
John Joseph Longino Chief financial officer 1 Dec 2005 Other 5126369
David Nathaniel Chief investment officer 1 Dec 2005 Other 5126371
Shami Jitendra Patel Chief operating officer 1 Dec 2005 Other 1739169

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Daniel Gideon Cohen Member 1 Oct 2001 75% - 100% 4385288
Llc Cohen Bros. Financial Owner 1 Apr 2005 75% - 100% 30-0071447

Based in Philadelphia

The principal office where Cohen Bros. Management, LLC performs its advisory services is located at 2929 Arch Street, Philadelphia, PA 19104, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 215 701-9635 or by fax 215 701-8278. The normal business hours are 8:30 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.cohen-bros.com.