Hulick Capital Management LLC (Pasadena)

Name: Hulick Capital Management LLC
Address: 790 E. Colorado Blvd., Pasadena, CA, 91101
Telephone: 626-657-0559

Hulick Capital Management LLC is a large advisory firm based in Pasadena. It manages $144.74 million of regulatory assets for 526 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Arizona, California, Florida, and 4 other states.

Hulick Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hulick Capital Management: assets under management

The assets under management (AUM) of Hulick Capital Management LLC is $144.74 million. The firm's AUM has grown by 242% since the beginning of its operation, and $1.3 million of the total AUM is attributable to clients outside of the United States.

The firm manages $125.52 million in discretionary accounts and $19.22 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $277.08 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $263.33 thousand.

Hulick Capital Management has custody of $130.97 million in cash and securities for 471 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 48% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 28% of the firm’s portfolio. Investments in cash and cash equivalents form 11% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hulick Capital Management LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Hulick Capital Management serves?

The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of Hulick Capital Management is high net worth individuals with 34 clients and $93.84 million of assets under management. Among the 8 most similar advisory firms, Hulick Capital Management has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $138.74 million for 230 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Hulick Capital Management doesn't advise any private funds.

Careers at Hulick Capital Management LLC

The company employs 9 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 9 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Woodward Hulick	Managing member and chief compliance officer	1 Mar 2013	75% - 100%	1806305
Michael Peter Mcadams	Managing member & chief compliance officer	1 Mar 2013	Other	1849485
Michael Peter Mcadams	Managing member & chief compliance officer	1 Apr 2013	Other	1849485
Michael Peter Mcadams	Chief investment strategist and class a member	1 Mar 2014	Other	1849485
Carl Webster Hulick	Board member and class b member	1 Mar 2014	Other	252822
Degma Investing Llc	Board member	1 Mar 2014	Other	56-2443498
William Charles Mccullough	Board member and class b member	1 Mar 2014	Other	6313050
Tyler Maurice Mclinn	Board member and class b member	1 Mar 2014	Other	5360239
Michael Kehoe Oconnell	Board member and class b member	1 Mar 2014	Other	3150607
Kent Charles Roberts	Board member and class b member	1 Mar 2014	Other	4348761
Harlan Holt Thompson	Minority owner	1 Dec 2015	Other	1453169
David Wank	Advisory board member	1 Dec 2015	Other	6773082
Larry Williams	Minority owner	1 Dec 2015	Other	6773083
Frank Golden	Minority owner	1 Dec 2015	Other	6773084
Jane Hulick	Minority owner	1 Dec 2015	Other	6773085

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Mark Buntzman	Owner	1 Mar 2014	50% - 75%	6318149
Gabriel Buntzman	Owner	1 Mar 2014	50% - 75%	6318151

Based in Pasadena

The principal office where Hulick Capital Management LLC performs its advisory services is located at 790 E. Colorado Blvd., Pasadena, CA 91101, which is also the mailing address of the firm. An additional office of the firm is in Woodcliff Lake, NJ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 626-657-0559 or by fax 626-568-2755. The normal business hours are 7:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at hollystreetwealth.com and its LinkedIn profile.