Dean Investment Associates, LLC is a large advisory firm based in Beavercreek. It manages $794.82 million of regulatory assets for 519 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California, Florida, Illinois, and 13 other states.
Dean Investment Associates provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Dean Investment Associates, LLC is $794.82 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 44% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Dean Investment Associates, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, investment companies, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Dennis Duane Dean is investment companies with 2 clients and $337.97 million of assets under management. Among the 10 most similar advisory firms, Dean Investment Associates has the 2nd highest percentage of investment companies out of all clients.
The amount of regulatory assets under management is $719.97 million for 378 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Dean Investment Associates doesn't advise any private funds.
The company employs 10 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
Dennis Duane Dean has been acting as President since 1 Nov 2003. Kevin Eric Laub has served as the Chief Investment Officer since 1 Oct 2006. Stephen Michael Miller joined the executive team most recently as the Elected Manager, President.
The principal office where Dean Investment Associates, LLC performs its advisory services is located at 3500 Pentagon Boulevard, Suite 200, Beavercreek, OH 45431, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 937-222-9531 or by fax 937-227-9315. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at chdean.com.