Fillmore Capital Partners, LLC is a large advisory firm based in San Francisco. It manages $2.58 billion of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of California and Ohio.
Fillmore Capital Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Fillmore Capital Partners, LLC is $2.58 billion. The firm's AUM has gone down by -35% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Fillmore Capital Partners, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Fillmore Capital Partners is pooled investment vehicles with 2 clients and $2.58 billion of assets under management. Among the 8 most similar advisory firms, Fillmore Capital Partners has the 2nd highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $2.58 billion for 2 clients. None of the firm’s clients are foreign persons or businesses.
Fillmore Capital Partners also advises several private funds. Namely, one real estate fund and one other private fund. The minimum investment commitment required of non-related persons ranges from $3,500,000 to $5,000,000.
The company employs 20 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Fillmore Capital Partners, LLC performs its advisory services is located at 4 Embarcadero Center, San Francisco, CA 94111 4172, which is also the mailing address of the firm. An additional office of the firm is in Powell, OH. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 415-834-1477 or by fax 415-834-1475. The normal business hours are 8:30am - 5:00pm on Monday - Friday. You can find more information about the New York firm at fillmorecap.com.