Hilliard Lyons Capital Management, LLC is a large advisory firm based in Louisville. It manages $224.88 million of regulatory assets for 161 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Kentucky, Ohio, and Pennsylvania.
Hilliard Lyons Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Hilliard Lyons Capital Management, LLC is $224.88 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -9% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Hilliard Lyons Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
James Reid Allen has been acting as President since 1 May 2007. Carmella Rasi Miller joined the executive team most recently as the Director.
The principal office where Hilliard Lyons Capital Management, LLC performs its advisory services is located at 500 West Jefferson Street, Louisville, KY 40202, which is also the mailing address of the firm. An additional office of the firm is in Cincinnati, OH. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 877-871-2369 or by fax 502-588-1888. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday.