Sungard Advisor Technologies, Inc. (Sacramento)


Sungard Advisor Technologies, Inc. is a large advisory firm based in Sacramento. It manages $14.97 billion of regulatory assets for 42,946 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Sungard Advisor Technologies provides pension consulting services and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sungard Advisor Technologies: assets under management

The assets under management (AUM) of Sungard Advisor Technologies, Inc. is $14.97 billion. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sungard Advisor Technologies, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sungard Advisor Technologies, Inc.

Dianna Lyn Zentner has served as the Chief Investment Officer since 1 Jun 2003. Bryan Henry Chin joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Jonelle Marie Stenson Cfo 1 Jun 2001 Other 2081737
Dianna Lyn Zentner Chief investment officer 1 Jun 2003 Other 1953318
Sungard Business Systems Inc. Parent corporation 1 Jun 2003 75% - 100% 59-1086117
Michael William Winkel President, coo 1 Jun 2003 Other 4506086
Scott William Rankin Chief compliance officer 1 Jun 2004 Other 4808157
Jill Kathleen Evans Chief compliance officer 1 Nov 2005 Other 5056544
Ron Christopher Chavez Chief compliance officer 1 Sep 2006 Other 2975910
John Joseph Donohue Chief compliance officer 1 Feb 2007 Other 1552418
Ronald Eliot Madey Chief investment officer 1 Apr 2007 Other 2647000
Debra Jane Devoe Chief compliance officer 1 Oct 2007 Other 2372586
Blaine Rulon Maxfield Chief operating officer 1 Oct 2007 Other 3099865
Llc M3fn Sole stockholder 1 Jul 2008 75% - 100% 26-0873414
Joseph N/A Mrak Ceo 1 Jul 2008 Other 4437699
Bryan Henry Chin Chief compliance officer 1 Aug 2008 Other 5582323

Indirect Owners

The SEC currently registers 8 indirect owners.

Name Entity Date acquired Ownership Employer ID
Sungard Data Systems Inc. Shareholder 1 Sep 1986 75% - 100% 51-0267091
Inc. Sungard Investment Ventures Shareholder 1 Sep 1995 75% - 100% 51-0297001
Sungard Investment Ventures Llc Shareholder 1 Sep 1995 75% - 100% 51-0297001
Sungard Holdco Llc Shareholder 1 Aug 2005 75% - 100% 20-3203966
Sungard Holding Corp Shareholder 1 Aug 2005 75% - 100% 20-3060022
Sungard Capital Corp Ii Shareholder 1 Aug 2005 75% - 100% 20-3060101
Sungard Capital Corp Shareholder 1 Aug 2005 75% - 100% 20-3059890
Inc. Folio Dynamics Sole member 1 Jul 2008 75% - 100% 26-1526401

Based in Sacramento

The principal office where Sungard Advisor Technologies, Inc. performs its advisory services is located at 2399 Gateway Oaks Drive, Suite 200, Sacramento, CA 95833, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 916-288-6400 or by fax 916-288-6500. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.advisor.sungard.com.