Charlesworth & Rugg Inc (Woodland Hills)


Charlesworth & Rugg Inc is a large advisory firm based in Woodland Hills. It manages $96.45 million of regulatory assets for 123 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California and Texas.

Charlesworth & Rugg provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Charlesworth & Rugg: assets under management

The assets under management (AUM) of Charlesworth & Rugg Inc is $96.45 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 180% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $96.45 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $784.16 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Charlesworth & Rugg Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Charlesworth & Rugg Inc

Donald Dix Rugg has been acting as President since 1 Aug 1979. Cyrus Mcdonald Amini joined the executive team most recently as the Vice President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Donald Dix Rugg President/chief compliance officer 1 Aug 1979 75% - 100% 2740770
Lisa Irwin Sternberg Chief operations officer 1 Jul 1983 Other 1998793
Lisa Irwin Chief operations officer 1 Jul 1983 Other 1998793
Jonathan Christopher Rugg Vice president 1 Aug 2010 Other 5892886
Cyrus Mcdonald Amini Vice president 1 Jan 2014 Other 5216207

Based in Woodland Hills

The principal office where Charlesworth & Rugg Inc performs its advisory services is located at 20750 Ventura Blvd Ste 420, Woodland Hills, CA 91364, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 818-340-0157 or by fax 818-702-8851. The normal business hours are 8am to 4:30pm on Monday - Friday. You can find more information about the New York firm at charlesworthrugg.com.