Bamco, Inc. (New York)

Name: Bamco, Inc.
Address: 767 5 Th Ave, New York, NY, 10153 0023
Telephone: 212-583-2000

Bamco, Inc. is a large advisory firm based in New York. It manages $26.29 billion of regulatory assets for 24 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Delaware, Massachusetts, and New York.

Bam provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bam: assets under management

The assets under management (AUM) of Bamco, Inc. is $26.29 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 48% since the beginning of its operation, and $223.22 million of the total AUM is attributable to clients outside of the United States.

The firm manages $26.29 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.1 billion each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Bamco, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Anita Marie Nagler serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Anita Marie Nagler is investment companies with 21 clients and $25.96 billion of assets under management. Among the 11 most similar advisory firms, Bam has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $26.29 billion for 24 clients. 8% of the firm’s clients are foreign persons or businesses.

Bam doesn't advise any private funds.

Careers at Bamco, Inc.

The company employs 163 people that are either part- or full-time employees. 23 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Anita Marie Nagler has been acting as President since 1 Feb 2008. Louis Barrett Beasley joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Baron Capital Group	Shareholder	1 Jan 1987	75% - 100%	13-3246409
Ronald Stephen Baron	Chairman, ceo and cio	1 Jan 1987	Other	13187
Linda S Martinson	Director, president & chief operating officer	1 Jan 1987	Other	1139436
Susan Jan Robbins	Director & vice president	1 Jan 1987	Other	840688
Peggy C Wong	Vice president, chief financial officer & treasurer	1 Jun 1987	Other	1811225
Clifford Greenberg	Director & senior vice president	1 Jan 1997	Other	2292041
Andrew Joshua Peck	Senior vice president	1 Apr 2003	Other	5348729
Gretta Jane Heaney	Vice president & chief compliance officer	1 May 2004	Other	2618767
Michael R. Baron	Research analyst	1 Sep 2004	Other	4393612
Michael Baron	Research analyst	1 Sep 2004	Other	4393612
David Robert Baron	Research analyst	1 Jul 2005	Other	3245808
Christopher Vincent Dodds	Director	1 Jul 2007	Other	1596630
Patrick Michael Patalino	Vice president, general counsel & secretary	1 Aug 2007	Other	4481185
Anita Marie Nagler	Director	1 Feb 2008	Other	2503631
Lawrence J Cohn	Vice president & chief information officer	1 Mar 2008	Other	1136737
Brian Jacobs	Vice president and chief distribution officer	1 Feb 2009	Other	1240138
Kristine F Treglia	Vice president, acting chief compliance officer	1 Jul 2014	Other	6384500
Louis Barrett Beasley	Chief compliance officer	1 Sep 2014	Other	3156061

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Ronald Stephen Baron	Chairman/ceo/director/shareholder	1 Dec 1986	75% - 100%	13187
Judith Baron	Shareholder	1 May 1999	25% - 50%	4393615

Based in New York

The principal office where Bamco, Inc. performs its advisory services is located at 767 5 Th Ave, New York, NY 10153 0023, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-583-2000. The normal business hours are mon-fri 8:30-5:30 on Monday - Friday. You can find more information about the New York firm at baronfunds.com.