Drive Wealth Management, LLC (Lehi)


Drive Wealth Management, LLC is a large advisory firm based in Lehi. It manages $463.45 million of regulatory assets for 966 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Arizona, California, Idaho, Texas, and Utah.

Drive Wealth Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and general consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Drive Wealth Management: assets under management

The assets under management (AUM) of Drive Wealth Management, LLC is $463.45 million. The firm's AUM has grown by 156% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $210.02 million in discretionary accounts and $253.44 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $274.17 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.27 million.
Drive Wealth Management has custody of $24.91 million in cash and securities for 108 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 58% of the total AUM. The second-largest asset type is investment and business development companies, which make up 19% of the firm’s portfolio. Investments in state and local bonds form 13% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Drive Wealth Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Drive Wealth Management serves?

The firm provides services to individuals, charitable organizations, other investment advisers, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Drive Wealth Management is high net worth individuals with 31 clients and $401.17 million of assets under management. Among the 8 most similar advisory firms, Drive Wealth Management has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $463.45 million for 326 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Drive Wealth Management doesn't advise any private funds.

Careers at Drive Wealth Management, LLC

The company employs 8 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Crabb Financial Managing member 1 Jan 2015 75% - 100% 26-1851269
Lowell Charles Crabb Chief compliance officer 1 Jan 2015 Other 5188240

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Lowell Charles Crabb Managing member 1 Jan 2008 75% - 100% 5188240

Based in Lehi

The principal office where Drive Wealth Management, LLC performs its advisory services is located at 2000 W. Ashton Blvd., Lehi, UT 84043, which is also the mailing address of the firm. An additional office of the firm is in St. George, UT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 801-901-6150 or by fax 801-901-6467. The normal business hours are 8:00 am to 6:00 pm on Monday - Friday. You can find more information about the New York firm at drivewealthmanagement.com/.