Hallett Miles, LLC (Charlotte)


Hallett Miles, LLC is a large advisory firm based in Charlotte. It manages $250 million of regulatory assets for 600 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Florida, Georgia, New York, and 4 other states.

Hallett Miles provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hallett Miles: assets under management

The assets under management (AUM) of Hallett Miles, LLC is $250 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $250 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $416.67 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hallett Miles, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Hallett Miles, LLC

Alexander Bateman Miles has served as the Chief Investment Officer since 1 Apr 2009. Howell Knight Hallett joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Howell Knight Hallett Chief compliance officer 1 Apr 2009 50% - 75% 1043278
Alexander Bateman Miles Chief investment officer 1 Apr 2009 50% - 75% 4632749

Based in Charlotte

The principal office where Hallett Miles, LLC performs its advisory services is located at 215 Queens Road, Charlotte, NC 28204, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 704-333-1710 or by fax 704-333-0026. The normal business hours are 9:00am - 5:00pm on Monday - Friday.