Windsor Securities, Inc. is a large advisory firm based in Ardmore. It manages $90.71 million of regulatory assets for 119 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Indiana and Pennsylvania.
Windsor Securities provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Windsor Securities, Inc. is $90.71 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 159% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Windsor Securities, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to high net worth individuals and pooled investment vehicles. The largest group of clients of Windsor Securities is high net worth individuals with 118 clients and $75.21 million of assets under management. Among the 9 most similar advisory firms, Windsor Securities has the 3rd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $90.71 million for 119 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Windsor Securities doesn't advise any private funds.
The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Windsor Securities, Inc. performs its advisory services is located at 25 East Athens Avenue, Ardmore, PA 19003, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 610-642-3100 or by fax 610-642-9709. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at windsorsecurities.com.