Oneamerica Securities, Inc. (Indianapolis)


Oneamerica Securities, Inc. is a large advisory firm based in Indianapolis. It manages $165.69 million of regulatory assets for 1,987 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Oneamerica Securities provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Oneamerica Securities: assets under management

The assets under management (AUM) of Oneamerica Securities, Inc. is $165.69 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Oneamerica Securities, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Richard Michael Ellery serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Richard Michael Ellery is individuals with 1,930 clients and $143.15 million of assets under management. Among the 10 most similar advisory firms, Oneamerica Securities has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $163.68 million for 1,980 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Oneamerica Securities doesn't advise any private funds.

Careers at Oneamerica Securities, Inc.

The company employs 371 people that are either part- or full-time employees. 79 percent of the employees work as investment advisers or researchers. 292 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Richard Michael Ellery has been acting as President since 1 Jun 2007. Matthew Thomas Fleetwood joined the executive team most recently as the President/Ceo/Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
American United Life Insurance Company Parent 1 Jun 1969 75% - 100% 1075
Richard Allen Wacker Secretary and director 1 Jan 1992 Other 1528671
Dayton Harold Molendorp Director 1 Feb 1997 Other 2444389
Ray Stephen Radcliffe Chairman of the board and director 1 Feb 1997 Other 1516877
Robert R Scott Vice president, sales and marketing 1 Apr 2000 Other 417208
Constance Ellen Lund Treasurer 1 Sep 2000 Other 4174590
John William Zeigler Vice president, insurance 1 Oct 2000 Other 2320374
Joseph Michael Urban President, chief compliance officer and finop 1 Nov 2000 Other 1029625
Rachel Felice Tomasek Vice president, operations 1 Feb 2001 Other 2331183
William Lyon Tindall Sr. vice president, retirement services 1 Feb 2001 Other 700807
John Carl Swhear Secretary 1 Dec 2002 Other 2671024
Nicholas Anthony Filing President 1 May 2004 Other 207502
James Matthew Kellett Director 1 Aug 2004 Other 4873170
William Fess Yoerger Director 1 Aug 2004 Other 1205436
Dempsey Reno Adkins Director 1 Aug 2004 Other 1297803
Joshua Grant Frazier Compliance manager, crop, srop 1 Sep 2005 Other 4078987
Peggy Ann Bennett Chief compliance officer 1 Jul 2006 Other 2672427
Richard Michael Ellery President/ceo/chairman of the board/director 1 Jun 2007 Other 5358125
George Henry Brandt Vp cheif marketing officer 1 Nov 2007 Other 835780
James Charles Crampton Vp tax director 1 Feb 2008 Other xxx-xx-xxxx
Anthony Morris Smart Director of operations 1 Apr 2008 Other 4319364
Jay Brian Williams Chief compliance officer 1 Jan 2009 Other xxx-xx-xxxx
Douglas Wayne Collins Treasurer and finop 1 Apr 2011 Other 5905119
Susan E Uhl Chief counsel, secretary & anti-money laundering 1 May 2012 Other 5907242
Susan Elaine Uhl Chief counsel, secretary & anti-money laundering 1 May 2012 Other 5907242
Anthony Morris Smart Vp, business technology 1 Mar 2014 Other 4319364
Terry Wade Burns Director 1 Mar 2014 Other 4680631
Matthew Thomas Fleetwood Vp, director of sales and business development 1 Mar 2014 Other 4109266
Nicholas Anthony Filing Chairman of board/director 1 Mar 2014 Other 207502
Dennis C. Martin Senior vice president/business & product development officer 1 Nov 2014 Other 5907197
Dennis Cameron Martin Senior vice president/business & product development officer 1 Nov 2014 Other 5907197
Eric David Smiley Vp, director of operations 1 Feb 2015 Other 2978413
Bryan Keith Hartley Finop 1 Mar 2015 Other 5664171
Beth Allison Haney Treasurer 1 Apr 2015 Other 5907162
Matthew Thomas Fleetwood President/ceo/director 1 Nov 2015 Other 4109266

Based in Indianapolis

The principal office where Oneamerica Securities, Inc. performs its advisory services is located at One American Square, Indianapolis, IN 46282 The mailing address of the firm is P.O. Box 1984, Indianapolis, IN 46204 1984. An additional office of the firm is in Newton, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 877-285-3863 or by fax 317-285-4050. The normal business hours are 8:30am - 5:00pm on Monday - Friday. You can find more information about the New York firm at oneamerica.com/.