Interocean Capital Tn, LLC is a large advisory firm based in Chicago. It manages $104.08 million of regulatory assets for 77 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Illinois and Tennessee.
Interocean Capital Tn provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Interocean Capital Tn, LLC is $104.08 million. The firm's AUM has gone down by -5% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Interocean Capital Tn, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to charitable organizations and high net worth individuals. The largest group of clients of Interocean Capital Tn is high net worth individuals with 23 clients and $53.56 million of assets under management. Among the 11 most similar advisory firms, Interocean Capital Tn has the 3rd lowest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $103.91 million for 30 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Interocean Capital Tn doesn't advise any private funds.
Rege Scott Eisaman has served as the Chief Investment Officer since 1 Oct 2009. Forrest Patrick Sumlar joined the executive team most recently as the Chief Compliance Officer.
The principal office where Interocean Capital Tn, LLC performs its advisory services is located at 980 N. Michigan Avenue, Chicago, IL 60611, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 312-648-1720 or by fax 312-269-3060. The normal business hours are 8am - 6pm on Monday - Friday.